David James
Chief Compliance Officer

Telephone: (615) 277-9484   |   Fax: (615) 522-5392   |   E-Mail: click here

Licenses & Certifications:
Registered Securities Principal,
Registered Options Principal,
Registered Equities Principal and
Registered Municipal Securities Principal
   of TrustCore Investments, Inc.

David joined TrustCore in 2011 as the Chief Compliance Officer.  Prior to joining TrustCore, he worked for a local investment firm, managing the Equity Trading Department, as well as serving in other key roles.  David is a Securities, Municipal, Options and Equities Principal, and has over twenty years of experience in the financial services industry.

David appreciates the opportunity to work side by side with the quality planners and staff of TrustCore in their endeavor to maintain compliance in all regulatory aspects of this industry.

David is a graduate of the University of Tennessee, where he earned a B.S. degree in Business Administration, majoring in Finance.  He is active in his Church, and he and his wife enjoy being involved in their children’s many activities.