James Murphy
Compliance Officer

Telephone:  (615) 277-9484  |   Fax:  (615)   |   E-Mail Address: click here

Licenses & Certifications:
Registered Securities Representative
Registered Securities Principal

Jim joined TrustCore in 2008 as the Compliance Officer shortly after relocating to Tennessee from New York. Previously, he worked on the New York Stock Exchange for 10 years, serving as a specialist, along with other key roles on the trading floor. Currently, Jim holds several designations from the NYSE, is a registered representative, as well as a general securities principal. He is pursuing a Certified Regulatory and Compliance Professional ^TM designation at the FINRA Institute at Wharton in order to compliment the various licenses he holds. Jim is enjoying the opportunity to work directly with the planners and staff of TrustCore in maintaining the highest level of compliance in all regulatory aspects of this industry.