 |
| |
|
James Murphy
Compliance Officer
Telephone: (615) 277-9484 | Fax: (615) | E-Mail Address: click here
Licenses & Certifications:
CRCPTM (Certified Regulatory and Compliance Professional)
Registered Securities Principal
Registerd Options Principal
Registered Municipal Securities Principal
Licensed Insurance Agent
Jim joined TrustCore in 2008 as the Compliance Officer shortly after relocating to Tennessee from New York. Previously, he worked on the New York Stock Exchange for 10 years, serving as a specialist, along with other key roles on the trading floor. Jim is a Securities, Municipal and Options Principal. He holds the Certified Regulatory and Compliance ProfessionalTM designation from the FINRA Institute at Wharton. Currently he is pursuing the Certified Securities Compliance Professional® (CSCP®) designation from the National Society of Compliance Professionals.
Jim is enjoying the opportunity to work directly with the planners and staff of TrustCore in maintaining the highest level of compliance in all regulatory aspects of this industry.
Jim is a graduate of Molloy College. He and his family find Middle Tennessee a welcoming community and are enjoying exploring this area of the country.
|
|
|
|