Compliance & Operations Professional
PHONE: (615) 369-1401
Licenses & Certifications:
- General Securities Representative
- General Securities Principal
- Financial and Operations Principal Introducing Broker
- Municipal Securities Principal
- Operations Professional
Vicki has over 30 years’ experience in the financial services industry. Vicki worked for First American Bank, now Regions, trading all fixed income securities and foreign exchange during her 20 year tenure there. She also served as the Chief Compliance Officer for a local investment firm for 5 years.
Born in Franklin, TN, she grew up in Memphis and attended University of Tennessee at Martin. She is a member of the Alpha Delta Pi Alumnae Association, having served as the House Corporation Treasurer for the chapter on Vanderbilt’s campus for seven years. Vicki is also involved with the Nashville based Compliance Roundtable group as well as volunteering for the Nashville Humane Shelter, A Door to Hope, and serving as Stewardship chair for her church.
In her spare time, Vicki enjoys walking, reading, spending time with her grandchildren and her lab, Boo.